Bergen Asset Management, LLC is a New York-based global asset management firm focusing on direct investments in high growth publicly-traded and private companies. Bergen is sector-agnostic but has a particular preference for investments in industries that have the potential for above-market medium term appreciation.

Bergen currently manages three key investment vehicles.

Two of those investment vehicles focus on equity and equity-linked investments in small-cap publicly-traded companies outside of the United States, with a particular emphasis on ASX and AIM-listed companies.

The third investment vehicle is a private equity fund focusing on investments in private companies in a range of industries in the Anglosphere (the United States, Canada, the UK, Australia and New Zealand).

Bergen has been funding companies since 2011 and has made over 60 principal investments during that time, committing over US$350 million to investments. Companies within the Bergen group have offices in New York, London and Sydney, with a total of nine professionals in the United States, the UK and Australia.

Committed to investments
since inception


Investments since inception

Nine professionals


Years in business

Bergen portfolio companies have traded on six different stock exchanges

Three offices within the Bergen group

Three investment vehicles


Three companies from Bergen’s private company investment portfolio have IPOed