Investments

Since inception, Bergen has made over 60 investments in a range of industries. Shown below is a selection of Bergen’s recent investments in the natural resources, energy, technology, healthcare, and food and beverage industries.

The image above shows His Excellency President of France Emmanuel Macron, Minister of the Armed Forces Florence Parly, and Chief of Staff of the Army General Jean-Pierre Bosser reviewing a product by Bergen’s portfolio company DroneShield Ltd (ASX:DRO).

Vast Resources PLC

Vast Resources PLC
AIM:VAST

US$3,000,000

PRIVATE PLACEMENT

   

December 2018

Australian Mines Limited

Australian Mines Limited
ASX:AUZ

A$12,000,000

PRIVATE PLACEMENT

     

September 2018

Keytone Dairy Corporation Limited

Keytone Dairy Corporation Limited
ASX:KTD

A$15,000,000

INITIAL PUBLIC OFFERING Portfolio Company of
Bergen Asset Management, LLC

July 2018

PepinNini Lithium Limited

PepinNini Lithium Limited
ASX:PNN

A$2,000,000

Private Placement

   

May 2018

Angus Energy Plc

Angus Energy Plc
AIM:ANGS

£3,000,000

Private Placement

   

April 2018

Koligo Therapeutics, Inc.

Koligo Therapeutics, Inc.

US$2,000,000

Private Placement

March 2018

Keytone Enterprises (NZ) Co. Limited

Keytone Enterprises (NZ) Co. Limited

NZ$2,000,000

Private Placement

September 2017

Petro Matad Limited

Petro Matad Limited
AIM:MATD

US$45,200,000

Private Placement

   

May 2017

UUV Aquabotix Limited

UUV Aquabotix Limited
ASX:UUV

A$7,000,000

INITIAL PUBLIC OFFERING Portfolio Company of
Bergen Asset Management, LLC

April 2017

Aquabotix Technology Corporation

Aquabotix Technology Corporation

US$950,000

Private Placement

November 2016

DroneShield Limited

DroneShield Limited
ASX:DRO

A$7,000,000

INITIAL PUBLIC OFFERING Portfolio Company of
Bergen Asset Management, LLC

June 2016

Kogi Iron Limited

Kogi Iron Limited
ASX:KFE

US$5,800,000

Private Placement

October 2016

Anteo Diagnostics Limited

Anteo Diagnostics Limited
ASX:ADO

US$6,500,000

Private Placement

March 2016

DroneShield LLC

DroneShield LLC

US$950,000

Private Placement

March 2015

San Leon Energy Plc

San Leon Energy Plc
AIM:SLE

US$5,000,000

Private Placement

December 2014

Metallum Limited

Metallum Limited
ASX:MNE

US$1,172,000

Private Placement

November 2014

W Resources PLC

W Resources PLC
AIM:WRES

US$2,800,000

Private Placement

October 2014

Armadale Capital Plc

Armadale Capital Plc
AIM:ACP

US$2,730,000

Private Placement

October 2014

Prima Biomed Limited

Prima Biomed Limited
AIM:PRR

US$37,400,000

Private Placement

October 2014

Mariana Resources Limited

Mariana Resources Limited
AIM:MARL

US$6,000,000

Private Placement

September 2014

African Potash Limited

African Potash Limited
AIM:AFPO

US$3,750,000

Private Placement

August 2014

Metminco Limited

Metminco Limited
ASX:MNC

US$46,250,000

Private Placement

August 2014

Savannah Resources Plc

Savannah Resources Plc
AIM:SAV

US$6,300,000

Private Placement

April 2014

Sovereign Gold Limited

Sovereign Gold Limited
ASX:SOC

A$4,000,000

PRIVATE PLACEMENT

December 2013

WHL Energy Limited

WHL Energy Limited
ASX:WHN

US$2,700,000

PRIVATE PLACEMENT

December 2013

Silver Mines Limited

Silver Mines Limited
ASX:SVL

A$1,334,000

Private Placement

May 2013

FastJet Plc

FastJet Plc
AIM:FJET

£15,680,000

PRIVATE PLACEMENT

March 2013

Suda Limited

Suda Limited
ASX:SUD

A$7,600,000

PRIVATE PLACEMENT

December 2012

Krucible Metals Limited

Krucible Metals Limited
ASX:KRB

A$2,000,000

PRIVATE PLACEMENT

November 2012

Zambezi Resources Limited

Zambezi Resources Limited
ASX:ZRL

A$5,850,000

PRIVATE PLACEMENT

October 2012

OptiScan Imaging Limited

OptiScan Imaging Limited
ASX:OIL

A$2,000,000

PRIVATE PLACEMENT

March 2012

Axiom Mining Limited

Axiom Mining Limited
ASX:AVQ

A$7,500,000

PRIVATE PLACEMENT

March 2012

Buccaneer Energy Limited

Buccaneer Energy Limited
ASX:BCC

A$5,300,000

PRIVATE PLACEMENT

February 2012

Dyesol Limited

Dyesol Limited
ASX:DYE

A$21,600,000

PRIVATE PLACEMENT

December 2011

Legacy Iron Ore Limited

Legacy Iron Ore Limited
ASX:LCY

A$500,000

PRIVATE PLACEMENT

December 2011

iSonea Limited

iSonea Limited
ASX:ISN

A$10,600,000

PRIVATE PLACEMENT

October 2011