Bergen Asset Management, LLC (“Bergen”) is a New York-based global asset management firm focusing on equity investments in high growth publicly-traded and private companies, primarily outside of the United States. Bergen is sector-agnostic but has a particular preference for investments in industries that have the potential for above-market medium term appreciation.
Chief Investment Officer and Managing Director
Mr. Tablis brings a wealth of legal and financial experience to Bergen. Prior to founding Bergen, Mr. Tablis was one of the three co-founders and Managing Directors of SpringTree Global Investors, LLC, a New York funds management firm. Prior to that, Mr. Tablis worked as a securities and M&A lawyer at Chapman Tripp, the largest New Zealand law firm; was a securities and M&A attorney at Fried Frank, a large New York bulge bracket law firm; worked in the senior Of Counsel position at Moses & Singer, a well-known mid-sized New York law firm; and was the Managing Director of KTA Capital, a registered New York broker-dealer that focused on small-cap public markets outside of the United States.
Mr. Tablis is admitted to the Bar in New York. Mr. Tablis holds a Bachelor of Commerce (Finance) degree and a Bachelor of Laws degree from the University of Auckland, New Zealand.
Chief Financial Officer / Chief Operating Officer
Mr. Burns has been with Bergen since the firm’s inception and focuses on managing the firm's operations and financial planning and reporting, as well as the firm’s treasury function.
Prior to joining Bergen, Mr. Burns worked as an Operations Associate with International Fund Services, a division of State Street Alternative Investment Solutions, and as an Analyst with SpringTree Global Investors, LLC.
Mr. Burns has completed Level 1 of the CFA Program and holds a BBA in Finance from James Madison University.
Mr. Patel manages the firm’s accounting function.
Prior to joining Bergen, Mr. Patel was an Assurance Associate at PricewaterhouseCoopers LLP, and a Fund Controller’s Group Associate at FLSV Fund Administration Services, LLC, serving the Morgan Stanley Private Equity and Infrastructure Funds.
Mr. Patel is a Certified Public Accountant in the State of New York, and holds a BBA in Accounting from Pace University.
Mr. Muchnik is part of the operations and accounting team at Bergen.
Most recently, Mr. Muchnik was a hedge fund administrator for U.S. Bank’s fund operations division. Prior to that, he was an equity trader for Trillium Trading LLC based in New York.
Mr. Muchnik has completed Level 1 of the CFA Program and holds a B.S. in Finance from Pennsylvania State University Smeal School of Business, as well as a minor in Corporate Law.
Ms. McDonnell provides analytical and due diligence support to the senior members of the investment team.
Most recently, Ms. McDonnell was a Senior Analyst at Ipreo LLC, a global provider of market intelligence to publically listed companies and investment banks.
Ms. McDonnell holds a BS in Finance and International Business from the NYU Stern School of Business.
Mr. Sweeney provides analytical and due diligence support to the senior members of the investment team.
Most recently, Mr. Sweeney was a Financial Reporting Analyst at Och-Ziff Capital Management Group, a leading global alternative asset manager.
Mr. Sweeney passed Level II of the CFA Program, is a CAIA charterholder, and holds a B.S. in Finance from the University of Florida.
Chief Administrative Officer
Prior to joining Bergen, Ms. Pitman spent nine years as an Analyst at Barclays Capital working directly with senior management in the Finance department. The last two years of her tenure at Barclays were spent working on the Finance COO team wherein she coordinated a variety of internal management and support services. At Barclays Capital, she gained substantial experience with organizational transformation and team strategy for a department of over 600 people.
Ms. Pitman attended LeMoyne College and holds a BA in History from the University at Albany.
Vice-President, Bergen Capital (Australia), LLC
Mr. Clisdell brings extensive experience to the Bergen team, gained over the years in the Australian financial sector across the Sydney and Melbourne markets.
Prior to joining Bergen, Mr. Clisdell led the middle market corporate advisory / M&A practice for Credit Suisse's Private Bank in Melbourne, servicing a number of ultra-high-net-worth families, as well as public and private companies across a range of industries. Prior to Credit Suisse, Mr. Clisdell was an M&A banker with Greenhill & Co. in Sydney, and worked in Equity Capital Markets at Ord Minnett Corporate Finance. Mr. Clisdell began his career with Arthur Anderson and following its acquisition of Arthur Anderson in Australia, Ernst & Young.
Mr. Clisdell holds a Bachelor of Commerce (Finance & Economics) from the University of Sydney, is a Chartered Accountant with the Institute of Chartered Accountants in Australia, and holds a Graduate Diploma in Applied Finance and Investment from FINSIA.
Vice-President, Bergen Capital (Australia), LLC
Ms. Reilly brings extensive experience in equity research to Bergen with a specific focus on companies based in Western Australia.
Prior to joining Bergen, Ms. Reilly was an Equity Analyst at Argonaut, a boutique investment house headquartered in Perth, Western Australia. Ms. Reilly published research on a range of industrial and technology companies and provided regular commentary on the broader impact of macro issues on these sectors. Prior to this, Ms. Reilly was an Analyst in Argonaut’s corporate finance department and worked on transactions in natural resources, oil and gas, and resource services sectors.
Ms. Reilly passed all three CFA exams and holds a Bachelor of Commerce (Accounting and Finance) and a Bachelor of Environmental Design from the University of Western Australia.
Vice-President, Bergen Capital (UK) Limited
Mr. Norton has extensive experience in both corporate law and investment banking with a specific focus on the London Stock Exchange’s AIM Market.
Prior to joining Bergen, Mr. Norton practiced as a solicitor at K&L Gates before moving to investment banking, first joining the corporate finance department of Westhouse Securities and, most recently, finnCap. Whilst working in corporate finance, Mr. Norton advised on a number of AIM IPOs and fundraisings, mostly in the natural resources sectors and was classified as a Qualified Executive by the London Stock Exchange.
Mr. Norton is a qualified solicitor in England and Wales and holds an MA from Edinburgh University and a Diploma in Corporate Finance from the ICAEW.
Senior Dealer, Bergen Capital (UK) Limited
Mr. Stevenson brings considerable stock market knowledge and dealing experience on the London Stock Exchange to Bergen.
Prior to joining Bergen, Mr. Stevenson was an equity market-maker, which entailed executing client orders whilst managing risk positions at Liberum Capital Ltd, Peel Hunt LLP, and Merrill Lynch. He has specialized in the small-cap sector where he has over 20 years of experience and has established an extensive network of market relationships.
Mr. Stevenson holds a Joint Honours BSc in Mathematics and Physics from King's College, University of London.